Governance and Compliance

 

Integrity, honesty, communication, transparency, and sound judgment are the core fundamentals to the success and reputation of Arch River Capital LLC, Liquid River Capital (Canada), or any of its respective subsidiaries, portfolio companies, and affiliates (collectively the “Firm”).

Our policies outlined in our Code of Business Conduct, Compliance, and Standards (the “Code”) are designed to ensure that all partners, advisers, officers, and employees of the Firm not only conduct themselves lawfully at all times but also maintain the highest ethical standards of their practices in dealing with other employees, our business community, clients, suppliers, and government authorities.

Further inquiries on our business conduct and code of ethics, governance policy and audit practices, please feel free to contact us 

 

We are members in good standing with the Washington State Department of Financial Institutions, and FINRA. To view our FINRA registration, click here, search firm name or CRD number 293804.